Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Schoenfeld Garcia is a financial professional with over 20 years of experience in the industry. Shannon is currently registered with Charles Schwab & Co., Inc. and is located in Lone Tree, Colorado. Previously, Shannon was employed by several firms including, Curian Clearing, LLC, Jackson National Life Distributors LLC, Liberty Funds Distributor, Inc., Davis Distributors, LLC and Colonial Investment Services, Inc.. Shannon holds several licenses including Series 6, 7, 9, 10, 24, 26, 63, and SIE. Shannon has a strong track record of success in the financial services industry and is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
08/11/2016 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
01/26/2010 - 07/14/2016
CURIAN CLEARING, LLC (DENVER CO)
CO
05/24/2006 - 12/31/2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
MA
09/24/1999 - 07/10/2002
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
AZ
08/08/1997 - 09/14/1999
DAVIS DISTRIBUTORS, LLC (TUCSON AZ)
MA
03/01/1995 - 06/30/1997
COLONIAL INVESTMENT SERVICES, INC. (BOSTON MA)
NA
03/10/1994 - 03/01/1995
COLONIAL INVESTMENT SERVICES
BC
Issued 12/09/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/19/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/11/2011
Series 24 - General Securities Principal Examination
BC
Issued 08/28/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/09/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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