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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Sams Noonan is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc.. Shannon has over 23 years of experience in the financial services industry. Shannon holds FINRA Series 7, 24, 52, 53, and 63 securities licenses as well as a Series 65 license. Shannon is also registered as an investment advisor representative in North Carolina and South Carolina. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Shannon was employed by BACAP Distributors, LLC and BANC OF AMERICA INVESTMENT SERVICES, INC.. Shannon is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. and an investment advisor representative of Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
SC
09/02/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLESTON SC)
NC
07/29/2003 - 09/02/2003
BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)
MA
03/09/1999 - 02/19/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
IA
Issued 12/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/16/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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