Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Renee Roehrs is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Shannon has been in the securities industry since September 6, 2001. Shannon holds FINRA Series 3, 7, 9, 10, 24, and 66 licenses. Shannon is also registered with the states of Alaska, California, Idaho, Nevada, New Jersey, Texas, and Washington. Shannon is an active member of Merrill Lynch, Pierce, Fenner & Smith Inc. in the Las Vegas, Nevada office. Shannon specializes in portfolio management for businesses and individuals, providing advisory services and research reports. Shannon also provides educational seminars and assists clients with the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
08/14/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAS VEGAS NV)
NV
06/23/2009 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LAS VEGAS NV)
NV
06/01/2009 - 06/22/2009
MORGAN STANLEY SMITH BARNEY (LAS VEGAS NV)
NV
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LAS VEGAS NV)
NV
07/16/2004 - 04/02/2007
MORGAN STANLEY DW INC. (LAS VEGAS NV)
MO
10/24/2003 - 07/08/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
06/25/2002 - 07/17/2003
QUICK & REILLY, INC. (NEW YORK NY)
NJ
05/14/2001 - 06/13/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 06/14/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/2009
Series 24 - General Securities Principal Examination
BC
Issued 11/17/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/07/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2013
Series 3 - National Commodity Futures Examination
BC
Issued 05/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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