Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Raines is a financial advisor with over 20 years of experience in the industry. She is currently registered as a Registered Representative (RR) and Investment Advisor Representative (IAR) with Robert W. Baird & Co. Inc. Shannon has held previous positions with J.J.B. HILLIARD, W.L. LYONS, LLC, Ameriprise Financial Services, Inc., IDS Life Insurance Company, and NatCity Investments, Inc. Shannon has a strong track record of providing comprehensive financial planning services to individuals, families, and businesses. She is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
KY
08/03/2020 - Present
Robert W. Baird & Co. Inc. (Owensboro KY)
KY
09/03/2009 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (OWENSBORO KY)
KY
08/26/2004 - 09/10/2009
AMERIPRISE FINANCIAL SERVICES, INC. (OWENSBORO KY)
MN
08/26/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
OH
01/14/2003 - 06/18/2004
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
IA
Issued 09/28/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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