Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Neal is a financial advisor with LPL Financial LLC. Shannon has been in the financial services industry since 1999 and has a broad range of experience. Shannon has experience working with a variety of clients, including individuals, families, businesses, and institutions. Prior to joining LPL Financial, Shannon worked at INVEST Financial Corporation, Investment Professionals, Inc., First Union Securities, Inc. and First Union Brokerage Services, Inc. Shannon is committed to providing her clients with personalized financial advice and guidance. Shannon holds Series 6, 7, 63 and 66 securities licenses as well as the SIE exam. Shannon is also a Certified Financial Planner (CFP®). Shannon is passionate about helping her clients achieve their financial goals and has a reputation for providing outstanding customer service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
02/14/2018 - Present
LPL Financial LLC (AUGUSTA GA)
GA
12/07/2010 - 02/14/2018
INVEST FINANCIAL CORPORATION (AUGUSTA GA)
GA
04/10/2006 - 12/22/2010
INVESTMENT PROFESSIONALS, INC. (WAYNESBORO GA)
GA
03/09/2001 - 04/05/2006
INVEST FINANCIAL CORPORATION (WAYNESBORO GA)
MO
10/01/2000 - 03/19/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
01/12/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 03/26/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/11/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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