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Shannon Renee Brawley

Alliance-ONE Investments, LLC

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About Shannon Renee Brawley

Shannon Renee Brawley is a Registered Representative with Alliance-ONE Investments, LLC in Tulsa, OK. Shannon has over 9 years of experience in the financial services industry. Shannon is licensed to sell Investment Company Products/Variable Contracts Representative Examination. Shannon is a member of FINRA.

Firm Information

Shannon Brawley is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shannon Brawley’s Registration & Firm History

OK

08/11/2017 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

NY

05/28/2014 - 08/11/2017

METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)

OK

05/28/2014 - 12/11/2014

NEW ENGLAND SECURITIES (TULSA OK)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/27/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shannon Renee Brawley.
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