linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Shannon Rae Ouellette

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Shannon? Claim Your Profile

About Shannon Rae Ouellette

Shannon Rae Ouellette is a financial advisor with Northwestern Mutual Investment Services, LLC. Shannon has been in the financial industry for over 20 years, starting her career in 2001. Shannon is licensed to provide financial services in Alabama, Alaska, Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Idaho, Iowa, Maine, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Vermont, Virginia, and Washington. Shannon's professional experience includes positions with Northwestern Mutual Life Insurance Company, Northwestern Mutual Wealth Management Company, and Gunnallen Financial, Inc. Shannon also serves as a member of the Executive Committee of the Unitarian Universalist Society of Gardner and as Secretary for the Gardner Elementary School PTO.

Firm Information

Shannon Ouellette is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

41 Lennon St Suite A

Gardner, MA 01440

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Shannon Ouellette’s Registration & Firm History

MA

04/02/2007 - Present

Northwestern Mutual Investment Services, LLC (Gardner MA)

WI

11/17/2004 - 10/18/2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

FL

01/10/2001 - 04/20/2004

GUNNALLEN FINANCIAL, INC (TAMPA FL)

Not sure if Shannon Rae Ouellette is right for you?

Licenses & Designations

BOTH

Issued 3/26/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 2/27/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/9/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shannon Rae Ouellette.
Not sure if Shannon Rae Ouellette is right for you?