Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Ostinelli is a financial advisor at LPL Financial LLC. Shannon has been in the industry since 2000 and has a wide range of experience in the financial services sector. Shannon has worked with a variety of clients, including individuals, families, businesses, and institutions. Shannon specializes in providing financial planning, investment management, and retirement planning services. Shannon is also a registered representative with LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
05/04/2017 - Present
LPL Financial LLC (FORT MILL SC)
NC
06/28/2013 - 04/06/2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
02/15/2008 - 06/25/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
06/25/2004 - 02/22/2008
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
MA
06/21/2004 - 06/22/2004
COLUMBIA FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NC
03/13/2003 - 06/21/2004
BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)
MA
11/26/2002 - 04/11/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
01/21/1999 - 01/12/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NC
08/27/1998 - 11/24/1998
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
BOTH
Issued 09/13/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/03/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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