Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Nicole Reider is a financial advisor registered with Oppenheimer & Co. Inc. Shannon holds a Series 66 license, as well as Series 7 and Series 6 licenses and is registered in California. Shannon has a total of 9 approved registrations across different financial regulatory bodies. Shannon has been working in the financial industry since 2023. Shannon previously worked at Northwestern Mutual Investment Services, LLC. Shannon has experience working with a variety of clients, including individuals, businesses, charitable organizations, high-net-worth individuals, and pension and profit-sharing plans. Shannon specializes in providing financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
07/18/2024 - Present
Oppenheimer & Co. Inc. (LOS ANGELES CA)
CA
09/12/2023 - 04/12/2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Santa Monica CA)
BOTH
Issued 07/17/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2024
Series 7TO - General Securities Representative Examination
BC
Issued 09/12/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/14/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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