Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon McAllister is a financial advisor at UBS Financial Services Inc. Shannon has been working in the financial services industry since 2010. Shannon specializes in working with individuals, high net worth individuals, corporations, charitable organizations, and pension and profit sharing plans. Shannon holds the Series 7, Series 63, and Series 66 securities licenses as well as the SIE exam. Previously, Shannon was with FIRST REPUBLIC SECURITIES COMPANY, LLC and J.P. MORGAN SECURITIES LLC. Shannon is registered in every state and jurisdiction in the US, including the District of Columbia and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
06/15/2023 - Present
UBS Financial Services Inc. (BOSTON MA)
MA
01/17/2023 - 05/26/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (BOSTON MA)
MA
10/21/2011 - 01/27/2023
J.P. MORGAN SECURITIES LLC (Boston MA)
NY
06/14/2006 - 10/08/2007
MERCER ALLIED COMPANY, L.P. (LATHAM NY)
BC
Issued 10/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/05/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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