Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Michelle Smith is an investment advisor representative at PFS Investments Inc. located in AUBURN, WA. Shannon has been in the industry since 1995 and has a current registration with the state of Texas. Shannon also has a Series 63, Series 65, and Series 26. In addition to their role at PFS Investments Inc., Shannon may also receive compensation for the sale of loan products from Primerica Mortgage, LLC and for referrals of home security and automation products from Primerica Client Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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WA
07/21/2011 - Present
PFS Investments Inc. (AUBURN WA)
IA
Issued 02/26/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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