Unclaimed
Shannon Michelle Balle is a registered representative with Fidelity Brokerage Services LLC. Shannon is licensed to sell securities in all 50 states, as well as Puerto Rico and the Virgin Islands. Shannon has been in the securities industry since 2011 and has a Series 7, Series 63, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
05/01/2017 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
UT
11/03/2011 - 11/24/2014
E*TRADE SECURITIES LLC (SANDY UT)
BC
Issued 05/08/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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