Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Balmer is a financial advisor who has been working in the industry since 2012. Shannon is currently registered with LPL Financial LLC. Prior to joining LPL Financial LLC, Shannon was a registered representative with JWM Securities LLC and 6800 Capital Securities, Inc. Shannon holds the Series 7, Series 24, Series 63, and SIE licenses. Shannon has experience providing financial planning, portfolio management, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
07/17/2023 - Present
LPL Financial LLC (DENVER CO)
IL
02/16/2006 - 06/07/2011
JWM SECURITIES LLC (CHICAGO IL)
NJ
05/20/2003 - 02/28/2006
6800 CAPITAL SECURITIES, INC. (PRINCETON NJ)
NY
12/07/2000 - 08/08/2002
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
12/08/1999 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BC
Issued 09/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2005
Series 24 - General Securities Principal Examination
BC
Issued 07/15/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/28/2022
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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