Unclaimed
Shannon Mccartan Fink is a financial advisor with Vanguard Marketing Corp. Shannon has been working in the financial services industry since 2015. Shannon holds the Series 6, 7, and 63 securities licenses, as well as the SIE exam. Shannon has been registered in the state of Pennsylvania since 2017, and is also registered with FINRA. Shannon is registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
10/10/2017 - Present
Vanguard Marketing Corp. (MALVERN PA)
NJ
01/05/2015 - 09/05/2017
AXA DISTRIBUTORS, LLC (JERSEY CITY NJ)
BC
Issued 01/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2017
Series 7 - General Securities Representative Examination
BC
Issued 01/03/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Shannon Fink is the right advisor for you? Invested Better is here to help.