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Shannon Mccartan Fink

Vanguard Marketing Corp.

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About Shannon Mccartan Fink

Shannon Mccartan Fink is a financial advisor with Vanguard Marketing Corp. Shannon has been working in the financial services industry since 2015. Shannon holds the Series 6, 7, and 63 securities licenses, as well as the SIE exam. Shannon has been registered in the state of Pennsylvania since 2017, and is also registered with FINRA. Shannon is registered in 53 states.

Firm Information

Shannon Fink is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shannon Fink’s Registration & Firm History

PA

10/10/2017 - Present

Vanguard Marketing Corp. (MALVERN PA)

NJ

01/05/2015 - 09/05/2017

AXA DISTRIBUTORS, LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 01/21/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2017

Series 7 - General Securities Representative Examination

BC

Issued 01/03/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shannon Mccartan Fink.
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