Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Marie Walck is a financial advisor in St. Louis, MO. Shannon has been working in the industry since September 14, 1995. Shannon is currently registered with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Shannon has been associated with Wells Fargo Advisors Financial Network, LLC since August 2012. Previously, Shannon was associated with First Clearing, LLC, Wells Fargo Advisors, LLC, H.D. Vest Investment Services, Morgan Keegan & Company, Inc., Morgan Stanley DW Inc., Edward Jones, and Stifel, Nicolaus & Company, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/03/2022 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
02/28/2011 - 08/30/2012
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
02/28/2011 - 08/30/2012
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
TX
02/28/2011 - 10/05/2011
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
MO
09/27/2004 - 11/05/2010
MORGAN KEEGAN & COMPANY, INC. (TOWN AND COUNTRY MO)
NY
02/04/2003 - 09/17/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
08/05/2002 - 02/06/2003
EDWARD JONES (ST. LOUIS MO)
MO
08/22/2000 - 05/20/2002
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
02/28/1995 - 11/29/2000
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 10/03/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/04/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/02/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 02/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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