Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Marie Utterback is a financial advisor currently working for Fidelity Personal AND Workplace Advisors. Shannon is registered with the state of Florida as a Registered Investment Advisor. Shannon joined Fidelity Personal AND Workplace Advisors on 06/08/2022. Prior to joining Fidelity Personal AND Workplace Advisors, Shannon worked at Wells Fargo Advisors Financial Network, LLC, Wells Fargo Clearing Services, LLC, and Franklin/Templeton Distributors, Inc. Shannon has a total of 53 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/08/2022 - Present
Fidelity Personal AND Workplace Advisors (DUNEDIN FL)
FL
03/09/2018 - 03/28/2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CLEARWATER FL)
FL
04/25/2016 - 03/09/2018
WELLS FARGO CLEARING SERVICES, LLC (CLEARWATER FL)
CA
05/23/2003 - 04/05/2005
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
CA
08/21/1998 - 11/01/2001
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BOTH
Issued 05/16/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/06/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/13/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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