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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Sutherland is a financial advisor with Commonwealth Financial Network. Shannon has been working in the financial services industry since May 2001 and has experience in both investment advisory and brokerage services. Shannon is registered to offer investment advice in Nevada and securities in Arizona, California, Colorado, District of Columbia, Indiana, Minnesota, Nevada, New Jersey, New York, Oregon, Pennsylvania, Tennessee, and Texas. Shannon focuses on providing financial planning and portfolio management services for individuals, businesses, pension and profit-sharing plans, charitable organizations, and state and municipal government entities. Commonwealth Financial Network is a Registered Investment Advisor with over 19,600 clients and $177 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
04/03/2023 - Present
Commonwealth Financial Network (Reno NV)
CA
01/01/2008 - 02/18/2014
WELLS FARGO ADVISORS, LLC (WOODLAND HILLS CA)
CA
01/10/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BEVERLY HILLS CA)
ME
07/27/2004 - 01/14/2005
FORUM FUND SERVICES, LLC (PORTLAND ME)
ME
12/17/2001 - 10/02/2002
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NY
08/16/2000 - 09/21/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 11/16/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 07/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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