Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Spiewak is a financial professional with over 20 years of experience in the industry. Shannon is currently registered with AON Securities LLC and has held previous positions with firms such as FIRST ALLIED SECURITIES, INC., CLARK SECURITIES, INC. and AMERICAN EXPRESS FINANCIAL ADVISORS INC. Shannon holds a Series 63, Series 7 and SIE license and is registered in 24 states. Shannon is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Fairness opinions
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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2
MN
04/17/2014 - Present
AON Securities LLC (Bloomington MN)
MO
05/31/2007 - 04/01/2014
FIRST ALLIED SECURITIES, INC. (KANSAS CITY MO)
NC
11/16/2001 - 05/31/2007
CLARK SECURITIES, INC. (GREENSBORO NC)
MA
05/11/2001 - 11/15/2001
MUTUAL SERVICE CORPORATION (BOSTON MA)
MN
05/04/1999 - 04/06/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/04/1999 - 04/06/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 04/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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