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Shannon Marie Houston

Lazard Freres & Co. LLC

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About Shannon Marie Houston

Shannon Houston is a registered representative with Lazard Freres & Co. LLC in New York, New York. Shannon has been in the securities industry since April 8, 2011 and has passed the Series 7, Series 63 and SIE exams. Shannon was previously registered with J.P. MORGAN SECURITIES LLC and FIRST REPUBLIC SECURITIES COMPANY, LLC.

Firm Information

Shannon Houston is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shannon Houston’s Registration & Firm History

NY

10/18/2023 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

CA

09/29/2023 - 10/07/2023

J.P. MORGAN SECURITIES LLC (San Francisco CA)

CA

03/29/2011 - 09/29/2023

FIRST REPUBLIC SECURITIES COMPANY, LLC (San Francisco CA)

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Licenses & Designations

BC

Issued 05/27/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/28/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shannon Marie Houston.
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