Unclaimed
Shannon Houston is a registered representative with Lazard Freres & Co. LLC in New York, New York. Shannon has been in the securities industry since April 8, 2011 and has passed the Series 7, Series 63 and SIE exams. Shannon was previously registered with J.P. MORGAN SECURITIES LLC and FIRST REPUBLIC SECURITIES COMPANY, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/18/2023 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
CA
09/29/2023 - 10/07/2023
J.P. MORGAN SECURITIES LLC (San Francisco CA)
CA
03/29/2011 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (San Francisco CA)
BC
Issued 05/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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