Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Mai Spisak is a financial advisor with over 13 years of experience in the industry. Shannon is currently registered with Osaic Institutions, Inc. in Pennsylvania. Shannon has experience working with a variety of clients, including individuals, businesses, and charitable organizations. Shannon specializes in providing financial planning, portfolio management, and educational seminars. Shannon is also a Registered Representative and has passed the Series 66, Series 7, and Series 31 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
10/14/2015 - Present
Osaic Institutions, Inc. (Greensburg PA)
PA
03/07/2011 - 10/16/2015
ESSEX NATIONAL SECURITIES, LLC (GREENSBURG PA)
NY
08/22/2003 - 07/30/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 12/10/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2003
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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