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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Sassman is a financial advisor who has been working in the industry since 2005. Shannon has a wide range of experience in the financial services industry, having worked with multiple firms including Prudential Investment Management Services LLC, Transamerica Investors Securities Corporation and GWFS Equities, Inc. Shannon holds Series 6, 63 and 65 licenses. Shannon is currently registered as an Investment Advisor Representative with Empower Advisory Group, LLC. Shannon specializes in providing financial planning and portfolio management services to high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, corporations or other businesses, charitable organizations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
03/07/2022 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
PA
06/01/2021 - 10/11/2021
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Dresher PA)
NY
02/06/2013 - 04/08/2020
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
CO
10/28/2009 - 09/19/2012
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
01/21/2005 - 09/02/2009
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (ENGLEWOOD CO)
IA
Issued 11/03/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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