Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Romach is an investment advisor representative at LPL Financial LLC based in FAIRPORT, New York. Shannon has been in the financial services industry since February 2008. Prior to joining LPL Financial LLC, Shannon was with Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, and Morgan Stanley & Co. Incorporated. Shannon has a series 7, 31, 66 and SIE license and is registered in New York and Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
07/20/2022 - Present
LPL Financial LLC (FAIRPORT NY)
NY
02/09/2012 - 07/22/2022
WELLS FARGO CLEARING SERVICES, LLC (PITTSFORD NY)
NY
06/01/2009 - 02/16/2012
MORGAN STANLEY SMITH BARNEY (ROCHESTER NY)
NY
02/20/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ROCHESTER NY)
BOTH
Issued 04/26/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 02/19/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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