Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon M Nelson is a financial advisor with over six years of experience in the financial services industry. Shannon is currently registered with Robert W. Baird & Co. Inc. Prior to joining Robert W. Baird & Co. Inc., Shannon was employed by Goldman Sachs & Co. LLC and Charles Schwab & Co., Inc. Shannon is a Series 7 and 63 licensed representative and has passed the Securities Industry Essentials Examination. Shannon's specializations include investment banking and portfolio management for individuals, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
IL
08/06/2018 - Present
Robert W. Baird & Co. Inc. (CHICAGO IL)
NY
05/07/2012 - 06/06/2018
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
FL
02/23/2012 - 04/04/2012
CHARLES SCHWAB & CO., INC. (ORLANDO FL)
BC
Issued 03/26/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/22/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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