Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Gallop is a financial advisor in MINNEAPOLIS, MN. Shannon has been in the industry since March 12, 2007 and is currently registered with Thrivent Investment Management Inc.. Shannon is also registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Shannon's previous employers include MML Investors Services, LLC, NORTHERN LIGHTS DISTRIBUTORS, LLC, E*TRADE SECURITIES LLC, VANGUARD MARKETING CORPORATION, CAPITAL BROKERAGE CORPORATION, TD AMERITRADE, INC., WACHOVIA SECURITIES, LLC, THRIVENT INVESTMENT MANAGEMENT INC., AMERIPRISE FINANCIAL SERVICES, INC., and IDS LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
10/31/2022 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
AZ
02/18/2020 - 08/12/2022
MML INVESTORS SERVICES, LLC (PHOENIX AZ)
NE
01/17/2019 - 05/30/2019
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
AZ
07/14/2016 - 01/26/2017
E*TRADE SECURITIES LLC (SCOTTSDALE AZ)
AZ
05/16/2014 - 07/19/2016
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
VA
02/10/2014 - 05/05/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
AZ
01/14/2009 - 01/28/2014
TD AMERITRADE, INC. (SCOTTSDALE AZ)
TX
08/29/2007 - 01/14/2009
WACHOVIA SECURITIES, LLC (CONROE TX)
TX
07/27/2006 - 03/20/2007
THRIVENT INVESTMENT MANAGEMENT INC. (HOUSTON TX)
TX
04/11/2005 - 07/27/2006
AMERIPRISE FINANCIAL SERVICES, INC. (THE WOODLANDS TX)
MN
04/11/2005 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/02/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/26/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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