Unclaimed
Shannon Arias is a financial advisor with Fifth Third Securities, Inc. and has been in the industry since January 31, 2007. Shannon is registered with the Securities and Exchange Commission (SEC) and holds Series 6, 7 and 66 licenses as well as a Series 63 license. Shannon has worked at several other firms in the past including Charles Schwab & Co., Inc. and BANC ONE SECURITIES CORPORATION. Shannon's primary office is located in Gahanna, OH and Shannon is also registered in Indiana, Kentucky, Colorado and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
04/09/2019 - Present
Fifth Third Securities, Inc. (GAHANNA OH)
OH
10/20/2017 - 07/18/2018
CHARLES SCHWAB & CO., INC. (Columbus OH)
OH
10/19/2007 - 10/10/2017
FIFTH THIRD SECURITIES, INC. (GAHANNA OH)
IL
05/05/2003 - 10/19/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 08/31/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/13/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/18/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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