Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon London Smith is an investment advisor representative with Allstate Financial Advisors, LLC. Shannon has been in the industry since December 15, 1994. Shannon is registered with FINRA and the state of Colorado. Shannon's previous employers include Investment Centers of America, Inc., Securities America, Inc., Questar Capital Corporation, Wells Fargo Advisors, LLC, Atlas Securities, LLC, Pilgrim Securities, Inc., Cadaret, Grant & Co., Inc., Banc One Securities Corporation, and Simmers Capital Management Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Third party advisory fees
1
2
NE
05/23/2015 - Present
Allstate Financial Advisors, LLC (Lincoln NE)
ND
03/27/2013 - 03/26/2014
INVESTMENT CENTERS OF AMERICA, INC. (BISMARCK ND)
NE
02/07/2013 - 02/22/2013
SECURITIES AMERICA, INC. (LAVISTA NE)
CA
05/11/2011 - 02/13/2013
QUESTAR CAPITAL CORPORATION (SACRAMENTO CA)
TX
01/17/2007 - 05/02/2011
WELLS FARGO ADVISORS, LLC (ADDISON TX)
AZ
06/26/2000 - 02/01/2007
ATLAS SECURITIES, LLC (MESA AZ)
CT
04/20/2000 - 06/14/2000
PILGRIM SECURITIES, INC. (WINDSOR CT)
NY
04/13/1999 - 03/23/2000
CADARET, GRANT & CO., INC. (SYRACUSE NY)
IL
03/26/1999 - 04/07/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
01/01/1999 - 02/26/1999
CADARET, GRANT & CO., INC. (SYRACUSE NY)
AZ
06/07/1994 - 12/11/1998
SIMMERS CAPITAL MANAGEMENT CORPORATION (PHOENIX AZ)
IA
Issued 11/16/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2014
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/13/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/06/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/25/2006
Series 24 - General Securities Principal Examination
BC
Issued 08/28/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 08/11/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/31/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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