Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Duncan is a financial advisor with Raymond James Financial Services, Inc. in Cornelius, North Carolina. Shannon has been in the financial industry since February 26, 2009. Shannon has a Series 7, Series 63 and SIE license. Shannon has a total of 1 registration(s). Prior to working at Raymond James Financial Services, Inc., Shannon was registered with Raymond James & Associates, Inc., Morgan Keegan & Company, Inc. and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
03/03/2021 - Present
Raymond James Financial Services, Inc. (Cornelius NC)
NC
02/13/2013 - 02/22/2021
RAYMOND JAMES & ASSOCIATES, INC. (HUNTERSVILLE NC)
NC
01/10/2012 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (CHARLOTTE NC)
NC
06/01/2009 - 06/18/2010
MORGAN STANLEY SMITH BARNEY (CHARLOTTE NC)
NC
07/30/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CORNELIUS NC)
BC
Issued 05/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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