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Shannon Liesl Stepper

Charles Schwab & CO., Inc.

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About Shannon Liesl Stepper

Shannon Liesl Stepper is a financial professional with over 20 years of experience in the industry. Shannon is currently registered with Charles Schwab & CO., Inc. and has been with the firm since March 28, 2000. Shannon is a Series 7, Series 55, Series 57TO, and Series 63 licensed professional. Shannon is a registered representative in California. Prior to joining Charles Schwab & CO., Inc., Shannon was employed with SCHWAB CAPITAL MARKETS L.P. from September 17, 2002 to November 8, 2004. Shannon’s firm provides a wide range of financial services including financial planning, portfolio management for individuals, selection of other advisers, and a wrap fee program.

Firm Information

Shannon Stepper is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Shannon Stepper’s Registration & Firm History

CA

03/28/2000 - Present

Charles Schwab & CO., Inc. (San Francisco CA)

CT

09/17/2002 - 11/08/2004

SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)

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Licenses & Designations

BC

Issued 04/13/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/02/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Shannon Liesl Stepper.
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