Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Bray is a financial advisor with over 15 years of experience in the industry. Shannon currently works for Fidelity Brokerage Services LLC and has been with them since May 2016. Shannon has a strong background in the investment industry, having previously worked for Fidelity Investments Institutional Services Company, Inc. Shannon is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 12 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
05/10/2016 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
01/01/2008 - 08/16/2011
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
10/03/2006 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
BC
Issued 03/31/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/02/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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