Unclaimed
Shannon Leigh Saccocia is a financial advisor with Neuberger Berman BD LLC, a firm that has been providing investment management services for over 70 years. She holds the Series 7, Series 63, and SIE licenses, demonstrating her commitment to the investment industry and expertise in the field. She is a Chartered Financial Analyst and has been in the industry since 2015. Shannon has a strong background in finance and a passion for helping individuals reach their financial goals. She is dedicated to providing personalized financial advice and guidance to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MA
05/08/2023 - Present
Neuberger Berman BD LLC (BOSTON MA)
BC
Issued 08/29/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/12/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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