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Shannon Leigh Saccocia

Neuberger Berman BD LLC

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About Shannon Leigh Saccocia

Shannon Leigh Saccocia is a financial advisor with Neuberger Berman BD LLC, a firm that has been providing investment management services for over 70 years. She holds the Series 7, Series 63, and SIE licenses, demonstrating her commitment to the investment industry and expertise in the field. She is a Chartered Financial Analyst and has been in the industry since 2015. Shannon has a strong background in finance and a passion for helping individuals reach their financial goals. She is dedicated to providing personalized financial advice and guidance to her clients.

Firm Information

Shannon Saccocia is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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percentage of assets

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Shannon Saccocia’s Registration & Firm History

MA

05/08/2023 - Present

Neuberger Berman BD LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 08/29/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2023

Series 7TO - General Securities Representative Examination

BC

Issued 06/12/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Shannon Leigh Saccocia.
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