Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Leigh Knight is a financial advisor who has been active in the industry since 2001. Shannon has been a registered representative with Charles Schwab & Co., Inc. since 2006. Shannon has held prior positions with MML Investors Services, Inc., McDonald Investments Inc., City Securities Corporation and Prudential Securities Incorporated. Shannon holds FINRA Series 63, 65, 66, 7, 9 and 10 licenses. Shannon is also licensed to sell securities in Arizona and California. Shannon holds a SIE designation and has expertise in investment advisory and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
10/30/2019 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
MA
07/08/2005 - 02/07/2006
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
OH
10/09/2003 - 07/05/2005
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
IN
01/06/2003 - 03/03/2003
CITY SECURITIES CORPORATION (INDIANAPOLIS IN)
NY
04/07/2000 - 09/12/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 02/24/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/26/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/19/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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