Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Leigh Arnold is a financial professional with over 35 years of experience in the industry. Shannon is a registered representative of Charles Schwab & CO., Inc. and has been with the firm since 1996. Prior to that, Shannon worked at Spencer Edwards, Inc., Cohlig & Associates, Inc., Kemper Securities Group, Inc., Boettcher & Company, Inc., Prudential-Bache Securities Inc., and C.L. Phillips & Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
01/04/1996 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
10/05/1995 - 12/11/1995
SPENCER EDWARDS, INC. (CENTENNIAL CO)
CO
08/07/1991 - 03/30/1995
COHIG & ASSOCIATES, INC. (ENGLEWOOD CO)
MO
09/04/1990 - 07/15/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
03/17/1989 - 09/04/1990
BOETTCHER & COMPANY, INC.
NA
03/06/1986 - 12/13/1988
PRUDENTIAL-BACHE SECURITIES INC.
NA
11/21/1984 - 07/25/1985
C.L. PHILLIPS & ASSOCIATES, INC.
BC
Issued 01/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/19/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/25/1995
Series 24 - General Securities Principal Examination
BC
Issued 12/15/1984
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1986
Series 3 - National Commodity Futures Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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