Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Hotchkiss is a financial advisor in Enfield, CT, currently registered with Avantax Investment Services, Inc. Shannon has been in the financial industry since March 2001. Shannon has passed the Series 6, Series 63, and SIE exams. Shannon is licensed to sell securities in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
09/17/2002 - Present
Avantax Investment Services, Inc. (Enfield CT)
CT
03/02/2001 - 09/20/2002
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BC
Issued 11/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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