Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Barnwell is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Shannon has been in the industry since 1999 and is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative and a Registered Investment Advisor Representative. Shannon holds Series 7, Series 63, and Series 65 licenses. Shannon is also registered with the state of Texas as a Registered Investment Advisor Representative. Shannon has been a financial advisor with Merrill Lynch since 2005 and previously worked with Wachovia Securities, LLC, and Prudential Securities Incorporated. Shannon's clients include individuals, businesses, charitable organizations, investment companies, insurance companies, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/23/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DAYTONA BEACH FL)
MO
07/01/2003 - 09/27/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/18/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/24/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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