Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Leah Rogers is a financial advisor with over 15 years of experience in the industry. Shannon is currently registered with M Holdings Securities, Inc. Shannon holds licenses for Series 63, 66 and 7 and SIE. Prior to joining M Holdings Securities, Inc., Shannon worked at Prudential Investment Management Services LLC, CUNA BROKERAGE SERVICES, INC., and Ameriprise Financial Services, Inc. Shannon specializes in providing financial advice to individuals, corporations, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
08/31/2022 - Present
M Holdings Securities, Inc. (Moosic PA)
PA
04/23/2019 - 04/15/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (SCRANTON PA)
WI
07/31/2015 - 05/23/2018
CUNA BROKERAGE SERVICES, INC. (Madison WI)
NY
05/12/2014 - 06/30/2015
AMERIPRISE FINANCIAL SERVICES, INC. (ITHACA NY)
NY
11/18/2013 - 04/11/2014
AMERIPRISE FINANCIAL SERVICES, INC. (PAINTED POST NY)
FL
07/10/2007 - 11/18/2013
GWN SECURITIES INC. (PALM BEACH GARDENS FL)
PA
01/12/2006 - 04/05/2007
EDWARD JONES (KINGSTON PA)
BOTH
Issued 11/13/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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