Unclaimed
Shannon Lawrence Craig is a financial professional with over 15 years of experience in the financial services industry. Shannon has a Series 7, Series 6, Series 63, and Series 24 licenses and is registered with the Financial Industry Regulatory Authority (FINRA) and is registered in North Carolina. Shannon is currently affiliated with Vanguard Marketing Corp., a firm based in Charlotte, North Carolina. Shannon has a strong track record of providing financial guidance and investment advice to individuals and families in Charlotte. Shannon's focus is on helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/11/2009 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
NC
05/25/2004 - 03/24/2008
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 10/12/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/24/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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