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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Hadley is a financial advisor with Fidelity Personal And Workplace Advisors in Westlake, TX. Shannon has been working in the financial industry since 2002, and has a diverse range of experience with firms such as National Financial Services LLC, HD Vest Investment Services, Securities America, Inc., Thornhill Securities, Inc., and Legg Mason Wood Walker, Incorporated. Shannon is a Registered Representative (RR) and Investment Advisor Representative (IAR) and has passed several licensing exams, including the Series 7, Series 63, Series 66, Series 24, Series 27, Series 4, and Series 53 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (WESTLAKE TX)
TX
04/13/2016 - 06/20/2017
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
04/04/2006 - 03/18/2016
HD VEST INVESTMENT SERVICES (Irving TX)
NE
07/29/2005 - 03/17/2006
SECURITIES AMERICA, INC. (LAVISTA NE)
TX
03/18/2003 - 07/14/2005
THORNHILL SECURITIES, INC. (AUSTIN TX)
MD
08/21/2002 - 03/18/2003
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 10/13/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2006
Series 4 - Registered Options Principal Examination
BC
Issued 10/12/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/11/2003
Series 24 - General Securities Principal Examination
BC
Issued 07/22/2003
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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