Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Munton is a financial advisor with over 28 years of experience in the financial services industry. Shannon is currently registered with LPL Financial LLC in both Missouri and South Carolina. Shannon has previously worked at Charles Schwab & Co., Inc., TD Ameritrade, Inc., TD Waterhouse Investor Services, Inc., Scottrade, Inc., and Foundation Investors Securities Corp. Shannon holds Series 4, 7, 8, 9, 10, 24, 63, and 66 licenses. Shannon specializes in providing financial planning, portfolio management, and consulting services to individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
07/03/2024 - Present
LPL Financial LLC (FORT MILL SC)
MO
07/28/2021 - 01/08/2024
CHARLES SCHWAB & CO., INC. (St Louis MO)
MO
02/15/2018 - 12/20/2023
TD AMERITRADE, INC. (ST. LOUIS MO)
NE
06/28/2018 - 04/20/2020
TD AMERITRADE CLEARING, INC. (OMAHA NE)
MO
09/12/2000 - 09/10/2018
SCOTTRADE, INC. (ST LOUIS MO)
NE
04/13/1995 - 08/25/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NA
05/26/1994 - 08/02/1994
FOUNDATION INVESTORS SECURITIES CORP.
NA
03/01/1994 - 04/08/1994
J. GREGORY & COMPANY, INC.
BOTH
Issued 09/25/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/27/1997
Series 4 - Registered Options Principal Examination
BC
Issued 01/22/1997
Series 24 - General Securities Principal Examination
BC
Issued 07/10/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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