Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Clifton is a financial advisor who has been in the industry since 2011. She has a Series 6, Series 7, and Series 66 license. Shannon Clifton is currently registered with Edward Jones and previously worked with Pruco Securities, LLC., Edward Jones, Northwestern Mutual Investment Services, LLC, and Chase Investment Services Corp. Shannon Clifton specializes in providing financial advice to individuals, businesses, and retirement plans. She also has experience in providing investment management services. Shannon Clifton is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IN
01/17/2024 - Present
Edward Jones (AUBURN IN)
IN
09/05/2023 - 12/18/2023
PRUCO SECURITIES, LLC. (Fort Wayne IN)
IN
11/27/2017 - 08/17/2022
EDWARD JONES (WOLCOTTVILLE IN)
IN
07/07/2014 - 05/03/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FORT WAYNE IN)
IN
10/31/2011 - 07/13/2012
CHASE INVESTMENT SERVICES CORP. (FORT WAYNE IN)
IN
02/15/2008 - 06/11/2010
CHASE INVESTMENT SERVICES CORP. (FORT WAYNE IN)
IN
07/06/2005 - 10/30/2007
CHASE INVESTMENT SERVICES CORP. (FORT WAYNE IN)
IL
12/02/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 01/16/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2017
Series 7 - General Securities Representative Examination
BC
Issued 12/01/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Shannon Clifton is the right advisor for you? Invested Better is here to help.
