Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Kuykendall Bennett is a financial advisor at Raymond James & Associates, Inc. in San Rafael, California. Shannon has over 20 years of experience in the financial services industry, having worked previously at Morgan Stanley, Citigroup Global Markets Inc. and Morgan Stanley DW Inc. Shannon holds FINRA Series 7 and 66 licenses. Shannon is a registered investment advisor in Arizona, California, Colorado, Connecticut, Florida, Idaho, Indiana, Massachusetts, Minnesota, Mississippi, Missouri, Nevada, New Mexico, New York, Oklahoma, Oregon, South Carolina, Tennessee, Texas, Utah and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/28/2015 - Present
Raymond James & Associates, Inc. (SAN RAFAEL CA)
CA
06/01/2009 - 04/23/2015
MORGAN STANLEY (SAN RAFAEL CA)
CA
07/20/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN RAFAEL CA)
NY
05/15/2003 - 07/20/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 06/17/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Shannon Bennett is the right advisor for you? Invested Better is here to help.
