Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Kropp is a financial advisor at Wells Fargo Clearing Services, LLC. Shannon has been in the financial services industry since 2007. She is a Certified Financial Planner and has experience in providing financial planning, investment consulting and portfolio management services for both individual and business clients. She holds the Series 7, Series 6, Series 24, Series 63, and Series 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
01/19/2024 - Present
Wells Fargo Clearing Services, LLC (Mason City IA)
MN
06/26/2020 - 01/31/2024
LPL FINANCIAL LLC (ALBERT LEA MN)
IA
07/08/2016 - 07/13/2020
CAMBRIDGE INVESTMENT RESEARCH, INC. (Mason City IA)
IA
11/28/2011 - 07/08/2016
VSR FINANCIAL SERVICES, INC. (CLEAR LAKE IA)
IA
04/19/2010 - 11/30/2011
EAGLE ONE INVESTMENTS, LLC (MASON CITY IA)
IA
11/20/2009 - 03/08/2010
EDWARD JONES (MASON CITY IA)
IA
12/05/2008 - 11/06/2009
PRINCOR FINANCIAL SERVICES CORPORATION (MASON CITY IA)
IA
03/10/2008 - 11/06/2008
ING FINANCIAL PARTNERS, INC. (MASON CITY IA)
IA
06/05/2007 - 01/11/2008
PRINCOR FINANCIAL SERVICES CORPORATION (CEDAR RAPIDS IA)
IA
05/01/2007 - 06/05/2007
AMERICAN FAMILY SECURITIES, LLC (NORTH LIBERTY IA)
BOTH
Issued 12/29/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/16/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2009
Series 7 - General Securities Representative Examination
BC
Issued 04/30/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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