Unclaimed
Shannon Goode is a financial professional with over 10 years of experience in the industry. Shannon is a registered representative with Northwestern Mutual Investment Services, LLC and holds Series 6, 7 and 63 licenses. Shannon is currently located in Houston, Texas and is registered in the state of Texas. Shannon's previous experience includes working with Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
08/27/2012 - Present
Northwestern Mutual Investment Services, LLC (HOUSTON TX)
TX
04/21/2008 - 08/14/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HOUSTON TX)
BC
Issued 04/21/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2012
Series 7 - General Securities Representative Examination
BC
Issued 04/18/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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