Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Simar is a financial advisor with over 15 years of experience in the financial services industry. Shannon is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since July 2021. Prior to joining Wells Fargo, Shannon worked at Raymond James & Associates, Stifel, Nicolaus & Company, Incorporated, Deutsche Bank Securities Inc., Citigroup Global Markets Inc., and Banc of America Securities LLC. Shannon holds Series 7, Series 63, Series 65, and Series 66 licenses. Shannon specializes in providing financial advice to individuals, corporations, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/09/2023 - Present
Wells Fargo Clearing Services, LLC (BEE CAVE TX)
TX
12/05/2016 - 07/09/2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED (AUSTIN TX)
TX
03/02/2016 - 12/06/2016
RAYMOND JAMES & ASSOCIATES, INC. (AUSTIN TX)
NY
09/19/2008 - 04/03/2009
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
CA
12/07/2004 - 12/08/2006
CITIGROUP GLOBAL MARKETS INC. (PALO ALTO CA)
NY
01/15/1998 - 03/14/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
IA
Issued 01/30/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/10/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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