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Shannon Johnson mobley

Fifth Third Securities, Inc.

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About Shannon Johnson mobley

Shannon Johnson mobley is a financial advisor with Fifth Third Securities, Inc. Shannon has been working in the financial industry for over 25 years. Shannon is registered with the state of Ohio as an Investment Advisor Representative. Shannon's primary office is located in Florence, Kentucky. In addition to her work at Fifth Third Securities, Inc., Shannon is also a member/owner of Flight Wine Bar LLC and Ripple Wine Bar LLC in Covington, Kentucky.

Firm Information

Shannon Johnson mobley is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

8100 BURLINGTON PIKE

FLORENCE, KY 41042

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Shannon Johnson mobley’s Registration & Firm History

KY

03/14/2011 - Present

Fifth Third Securities, Inc. (FLORENCE KY)

OH

05/15/1998 - 03/27/1999

FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)

NY

04/18/1995 - 05/14/1998

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 4/25/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 4/21/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 8/24/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/17/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Shannon Johnson mobley. Review regulatory record here.
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