Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Bene is a financial advisor with Empirical Wealth Management. Shannon has been in the industry for over 25 years. Shannon has experience in investment company products, general securities, and options. Shannon is a Certified Financial Planner™ professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax preparation and insurance services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
OR
02/22/2021 - Present
Empirical Wealth Management (Portland OR)
OR
04/05/2018 - 03/05/2021
E*TRADE SECURITIES LLC (Portland OR)
OR
08/07/2013 - 03/21/2018
TD AMERITRADE, INC. (PORTLAND OR)
OR
06/22/2000 - 07/15/2013
FIDELITY BROKERAGE SERVICES LLC (PORTLAND OR)
RI
01/01/1996 - 05/26/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BOTH
Issued 01/11/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/08/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/14/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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