Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon J. Bauer is a financial advisor with J.P. Morgan Securities LLC. Shannon has been in the financial industry since 1994 and is registered with the state of Ohio. Shannon holds Series 6, 7, and 63 securities licenses, as well as the Series 65 investment advisor license. Shannon's experience includes previous roles with Fifth Third Securities, Inc., WesBanco Securities, Inc., PNC Investments, Chase Investment Services Corp. and The Huntington Investment Company. Shannon's specializations include retirement planning, college savings, estate planning, insurance, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
OH
01/28/2020 - Present
J.p. Morgan Securities LLC (SUNBURY OH)
OH
09/09/2016 - 12/06/2019
FIFTH THIRD SECURITIES, INC. (POWELL OH)
OH
11/05/2015 - 05/09/2016
WESBANCO SECURITIES, INC. (Bexley OH)
OH
06/18/2014 - 10/19/2015
FIFTH THIRD SECURITIES, INC. (COLUMBUS OH)
OH
05/30/2013 - 06/19/2014
PNC INVESTMENTS (GAHANNA OH)
OH
10/01/2012 - 05/21/2013
J.P. MORGAN SECURITIES LLC (MANSFIELD OH)
OH
10/16/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MANSFIELD OH)
OH
07/28/2006 - 09/22/2009
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
OH
01/05/2005 - 06/01/2006
FIFTH THIRD SECURITIES, INC. (DUBLIN OH)
OH
09/02/1993 - 11/30/2004
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
IA
Issued 5/14/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/10/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/17/2005
Series 7 - General Securities Representative Examination
BC
Issued 9/1/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
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Inactive
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BOX Exchange LLC
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Cboe BYX Exchange, Inc.
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Cboe BZX Exchange, Inc.
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Cboe C2 Exchange, Inc.
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Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
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MIAX Emerald, LLC
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MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
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NYSE Arca, Inc.
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NYSE Chicago, Inc.
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NYSE National, Inc.
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Nasdaq BX, Inc.
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Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
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Nasdaq MRX, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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