Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Bauer is a financial advisor with J.P. Morgan Securities LLC. Shannon has been in the financial services industry since 1994 and has a broad range of experience serving individual and institutional clients. Shannon is a registered representative and investment advisor representative in the state of Ohio. Shannon has a strong background in financial planning, investment management, and retirement planning. Shannon holds the Series 6, Series 7, Series 63, and Series 65 licenses. Shannon is also a registered representative of J.P. Morgan Securities LLC. Shannon has extensive experience working with high-net-worth individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
OH
01/28/2020 - Present
J.p. Morgan Securities LLC (SUNBURY OH)
OH
09/09/2016 - 12/06/2019
FIFTH THIRD SECURITIES, INC. (POWELL OH)
OH
11/05/2015 - 05/09/2016
WESBANCO SECURITIES, INC. (Bexley OH)
OH
06/18/2014 - 10/19/2015
FIFTH THIRD SECURITIES, INC. (COLUMBUS OH)
OH
05/30/2013 - 06/19/2014
PNC INVESTMENTS (GAHANNA OH)
OH
10/01/2012 - 05/21/2013
J.P. MORGAN SECURITIES LLC (MANSFIELD OH)
OH
10/16/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MANSFIELD OH)
OH
07/28/2006 - 09/22/2009
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
OH
01/05/2005 - 06/01/2006
FIFTH THIRD SECURITIES, INC. (DUBLIN OH)
OH
09/02/1993 - 11/30/2004
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
IA
Issued 05/14/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2005
Series 7 - General Securities Representative Examination
BC
Issued 09/01/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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BOX Exchange LLC
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
M
MIAX Emerald, LLC
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MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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