Unclaimed
Shannon Haeson Kim is a registered representative with Vanguard Marketing Corp. Shannon is licensed in 53 states and holds Series 7, Series 63 and SIE licenses. Shannon began their career in the securities industry on May 4, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
05/05/2023 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 05/22/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/11/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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