Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Lombino is a securities professional with over 10 years of experience in the financial industry. Shannon is currently registered with Spire Securities, LLC, where she has been employed since November 2018. Previously, Shannon worked for UBS Financial Services Inc., and Morgan Stanley. Shannon holds the Series 7, Series 63, and SIE licenses. Shannon is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
11/06/2018 - Present
Spire Securities, LLC (MCLEAN VA)
NY
01/02/2015 - 11/12/2018
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
04/13/2011 - 01/16/2015
MORGAN STANLEY (NEW YORK NY)
NJ
07/02/2009 - 04/08/2011
UBS FINANCIAL SERVICES INC. (JERSEY CITY NJ)
BC
Issued 12/10/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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