Unclaimed
Shannon Fanning Evans is a financial professional registered with Barings Securities LLC. Shannon has been in the securities industry since March 17, 2012 and has been with Barings Securities LLC since December 8, 2022. Prior to Barings Securities LLC, Shannon was employed by WELLS FARGO SECURITIES, LLC. Shannon has passed the Series 7, Series 63, Series 53 and the SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
12/08/2022 - Present
Barings Securities LLC (CHARLOTTE NC)
NC
05/22/2009 - 02/10/2020
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 07/18/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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