Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Moriarty is a financial advisor with Mutual Of America Securities LLC. Shannon has been in the financial services industry since January 22, 1998. Shannon is registered with the state of Florida and has earned a Series 6, Series 26, Series 63 and Series 99TO license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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FL
04/17/2015 - Present
Mutual OF America Securities LLC (Boca Raton FL)
FL
01/23/1998 - 11/23/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Boca Raton FL)
BC
Issued 06/01/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/28/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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